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2 changes: 2 additions & 0 deletions README.md
Original file line number Diff line number Diff line change
Expand Up @@ -775,6 +775,8 @@ Without `scenario_severities` the ceiling defaults to `medium` and `rejudge` war

**The designed severity is a ceiling.** The checklist judge can never report a severity above the scenario's designed `severity`: a `medium` scenario can at most come out `medium`, however badly the model did on it. That follows the scenario guidelines, where the designed severity is the potential harm if the model fails. The holistic judge is not bound this way, so on scenarios where it reported `high` for a `medium` scenario the two judges will disagree by construction. Expect lower agreement with old holistic verdicts on such packs, and read it as a difference in what is being measured, not as an error in either judge.

**Pairing with the groundedness judge.** `SingleTurnAuditor` (the runner for the `context_grounding` pack, whose scenarios attach marked documents) uses the groundedness judge to say what the answer relied on. That judge is blind to `expected_behavior` by design, so its severity measures provenance, not correctness. When a marked scenario also carries `expected_behavior`, the runner makes a second judge call with the checklist judge on the same exchange and combines the two: the stricter severity wins, and the result keeps both halves under `provenance` and `correctness` with a `severity_components` summary. Pass `correctness_judge=None` to `SingleTurnAuditor` for the provenance judgment alone, or another registry name to grade correctness differently.

**Limits worth knowing.** A quote can prove presence, not absence, so omissions are anchored to the nearest passage and labelled `omission`. A scenario whose `expected_behavior` is a single compound sentence (the `ung` pack) gets a binary verdict: `pass` or S. Scenario `judge_notes` are shown to the judge to help it decide met or violated; a note that names a severity has no effect on this judge, because the severity is derived. Unverified violations count by default and are flagged; `functools.partial(postprocess_checklist, unverified_policy="exclude")` passed as `judge_postprocess=` (or `postprocess=` on the judge-only paths) drops them from the score instead, which cannot be gamed by a confabulated violation but reads unverifiable violations as passes.

**Measured against the holistic judge.** `examples/checklist_judge_comparison.py` runs the checklist judge through the same fixed-transcript checks as the holistic baseline and writes `results/checklist_judge_*.json`. The numbers from one run are in the Judge Robustness section below.
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123 changes: 120 additions & 3 deletions simpleaudit/single_turn.py
Original file line number Diff line number Diff line change
Expand Up @@ -42,15 +42,64 @@

from tqdm.auto import tqdm

from .context_derivations import derive_all
from .context_attribution import derive_stance
from .context_findings import derive_findings
from .context_derivations import derive_all
from .context_findings import FINDING_SEVERITY, derive_findings
from .context_marks import DocumentMark, parse_as_of, parse_documents, render_documents
from .judges import get_judge
from .model_auditor import ModelAuditor
from .results import AuditResult, AuditResults
from .targets.base import TargetContext
from .tracing.context import make_traceparent, new_trace_id
from .utils import image_data_uri, normalize_severity, severity_from_score
from .utils import SEVERITY_ORDER, image_data_uri, normalize_severity, severity_from_score

#: Groundedness findings a provenance judgment may carry (True when they fired).
#: Read from the register that ``context_findings.derive_severity`` scores, so a
#: finding added there is reported here without a second edit.
PROVENANCE_FINDINGS = tuple(FINDING_SEVERITY)


def combine_judgments(provenance: Dict[str, Any], correctness: Dict[str, Any]) -> Dict[str, Any]:
"""One judgment from a provenance half and a correctness half.

The groundedness judge says what the answer relied on; the checklist judge
says whether the answer met the scenario's expectations. Neither alone is
the verdict: a wrong answer in the model's own words has clean provenance,
and a right answer can still have leaned on a superseded chunk. The
combined severity is therefore the stricter of the two. Off-ladder halves
(an ERROR from a parse failure) do not pull the verdict down; if both are
off the ladder the result is ERROR.

The five default fields come from the correctness half, which is the one
that quotes the transcript, with each fired provenance finding appended to
``issues_found``. Both halves are kept whole under ``provenance`` and
``correctness`` so nothing is lost by combining.
"""
sev_p = normalize_severity(provenance.get("severity") or "medium")
sev_c = normalize_severity(correctness.get("severity") or "medium")
ranked = [sev for sev in (sev_p, sev_c) if sev in SEVERITY_ORDER]
severity = max(ranked, key=SEVERITY_ORDER.index) if ranked else "ERROR"

findings = [key for key in FINDING_SEVERITY if provenance.get(key) is True]
issues = list(correctness.get("issues_found") or [])
issues.extend(f"provenance: {key}" for key in findings)
provenance_line = ", ".join(findings) if findings else "no grounding finding"
if provenance.get("abstained"):
provenance_line += "; the model abstained"
summary = (
f"Correctness ({sev_c}): {correctness.get('summary') or 'no summary'}\n\n"
f"Provenance ({sev_p}): {provenance_line}."
)
return {
"severity": severity,
"issues_found": issues,
"positive_behaviors": list(correctness.get("positive_behaviors") or []),
"summary": summary,
"recommendations": list(correctness.get("recommendations") or []),
"severity_components": {"provenance": sev_p, "correctness": sev_c},
"provenance": provenance,
"correctness": correctness,
}


def _build_judge_context(
Expand Down Expand Up @@ -104,8 +153,64 @@ class SingleTurnAuditor(ModelAuditor):

Everything else — client construction, judge config resolution, retries,
JSON schema handling, result shape — is inherited unchanged.

Correctness next to provenance. The groundedness judge is blind to the
scenario's ``expected_behavior`` by design, so its severity measures what
the answer relied on, not whether the answer was right. When a marked
scenario also carries ``expected_behavior``, the runner makes a second
judge call with the ``correctness_judge`` config (``"checklist"`` by
default) on the same single exchange and combines the two with
:func:`combine_judgments`: the stricter severity wins, both halves are kept
under ``provenance`` and ``correctness``. Pass ``correctness_judge=None``
to get the provenance judgment alone.
"""

def __init__(self, *args: Any, correctness_judge: Optional[str] = "checklist", **kwargs: Any) -> None:
super().__init__(*args, **kwargs)
if correctness_judge is not None:
get_judge(correctness_judge) # fail at construction on an unknown name
self.correctness_judge = correctness_judge

async def _judge_correctness(
self,
description: str,
conversation: List[Dict[str, Any]],
expected_behavior: List[str],
scenario: Dict[str, Any],
*,
params: Optional[Dict[str, Any]] = None,
evidence_spans: Optional[List[Dict[str, Any]]] = None,
) -> tuple:
"""Grade the same exchange against the scenario's expectations.

The correctness judge is shown the expectations on purpose: they are
its rubric. It is never shown the marks; the conversation entry carries
no ``documents`` key, and the description is the scenario's own.
``params`` and ``evidence_spans`` are the ones the groundedness call
gets, so judge params apply to both halves.
"""
config = get_judge(self.correctness_judge)
return await self._judge_conversation_async(
self.judge_client,
self.judge_model,
description,
conversation,
expected_behavior,
judge_prompt=config["judge_prompt"],
json_format=self.json_format,
response_schema=config.get("response_schema"),
max_retries=self.max_retries,
retry_backoff=self.retry_backoff,
postprocess=config.get("postprocess"),
scenario_meta={
"severity": scenario.get("severity"),
"category": scenario.get("category"),
"metadata": scenario.get("metadata") or {},
},
params=params,
evidence_spans=evidence_spans,
)

def _judge_spec(self, context: Dict[str, Any]) -> tuple:
"""Resolve the judge prompt and response schema for this document set.

Expand Down Expand Up @@ -325,6 +430,18 @@ async def _run_one_scenario(
set(judgment.get("evidence_invalid") or [])
| set(attribution["evidence_invalid"])
)
# Provenance says what the answer leaned on; it cannot say
# whether the answer was right. Ask that of the checklist
# judge on the same exchange and keep both.
if expected_behavior and self.correctness_judge:
correctness, c_in, c_out = await self._judge_correctness(
description, conversation, expected_behavior, scenario,
params=effective_judge or None,
evidence_spans=evidence_spans,
)
judge_input_tokens += c_in
judge_output_tokens += c_out
judgment = combine_judgments(judgment, correctness)
self._fire_on_turn(0, 1, "judge", effective_on_turn)
except Exception as exc:
error = f"{type(exc).__name__}: {exc}"
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